FCA's SYSC Handbook

Why must regulated firms monitor communications?

Fingerprint’s Founder and CEO James Hogbin concisely outlines the core framework for supervision and oversight from the Financial Conduct Authority‘s Senior Management arrangements Systems and Controls (SYSC) Handbook, explaining why “adequate risk management systems to ensure your firm is taking reasonable care to organise and control its affairs responsibly and effectively” is so important.

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Download our quick summary of the FCA's SYSC Handbook in relation to regulatory requirements for Communications recording, monitoring and oversight.

Fingerprint Guide | FCA requirements for comms supervision and oversight.

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