Case Studies

Directly Regulated Financial Firms

Case studies for Directly Regulated Financial Firms such as Asset Managers, Hedge Funds, Family Offices and Private Equity Firms.

Asset Manager Best Practice Case Study

Asset Management Communications Monitoring Best Practice

Learn how the Fingerprint platform helps our multinational Asset Manager client manage the risk in the communications across their global offices and meet key regulatory requirements.

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Compliance Service Providers

Case studies for Compliance Service Providers such as Compliance Consultancies, Regulatory Hosts, Principal Firms and Outsourced CCOs.

Compliance Service Provider Case Study

Achieving Multi-Client Communications Oversight

Learn how the Fingerprint platform helps our compliance service provider client provide a market-leading communications monitoring service to 200 clients using a team of only a few Account Managers.

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Want to learn more?

Find out how Fingerprint can help your financial business achieve effective communications compliance for your own firm or for your client network.

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