Articles
Videos
Communications Supervision 101 | Monitoring Best Practice
Meet our team in London, as we discuss the complexities of communications supervision.The team explore why it is so important to have your regulated financial organisation utilising technology to manage the risk in communications across your business, while meeting your regulatory obligations effectively and efficiently.
Guides
Why Monitor communications? – guide to the FCA Sysc rules
We concisely outline the core framework for supervision and oversight from the Financial Conduct Authority‘s Senior Management arrangements Systems and Controls (SYSC) Handbook, explaining why “adequate risk management systems to ensure your firm is taking reasonable care to organise and control its affairs responsibly and effectively” is so important.
