Fingerprint for Regulated Financial Businesses

Fingerprint supports the smallest regulated firms through to the largest most complex businesses that have a regulatory obligation to record and monitor their communications. Our Clients range from boutique hedge funds, through to large multi-lingual asset managers with offices around the globe, and everything else in between.

Each of our Clients has their own reasons for using the Fingerprint platform, but the benefit to all is peace of mind – they have total oversight over risk within their communications, they are meeting regulatory requirements, and their compliance team is armed with the right tools to do their jobs well.

Our Clients have also realised the full potential of Fingerprint far past compliance requirements – with many using it as a business intelligence tool, from conduct monitoring to sales practice insight… the possibilities are truly endless!

Policy Driven Supervision

Policy-driven platform – our platform is driven by your compliance policies so that you can easily demonstrate to your regulator that you are following their rules and regulations to a T. And if you’re a smaller business in need of a supervision policy yourself, then our platform will provide one for you.

Policy Driven Supervision

Improve efficiency and reduce costs – our platform automates a lot of the manual, time-draining and tedious compliance processes needed for monitoring communications, which improves efficiency and reduces compliance costs.

Policy Driven Supervision

Fingerprint can integrate with your existing technology tools – complementing your daily compliance tech toolkit.

Success Stories

Learn how our Client has used the Fingerprint platform to ensure that they are running all operations compliantly across countries within their multinational business, which assures investors that everything is running cleanly and smoothly. If you’d like to find out more about how our technology can support your firm, get in touch, as we’d love to help!

Download the case study now

Fingerprint for Regulated Financial Businesses
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If you’d like to see Fingerprint in action and learn more about how our platform can support your business, we would love to chat.

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