Asset Management Best Practice
Requirements & Challenges
The compliance team of a industry-leading global Asset Management firm were struggling to effectively monitor all communications activity across their offices in the UK and Europe, to mitigate risk and meet regulatory requirements. Each office had their own separate systems and communication channels to monitor for several employees, and each operated in different languages.
Using the Fingerprint communications supervision platform, the compliance team of this global Asset Management firm can now:
- Monitor all communications data across their offices in the UK and Europe in a single login, unified platform
- Access in-platform translation tools to translate any multi-lingual activity into their native language before reviewing work
- Access in-platform investigation workflows, case management and reporting
- Benefit from automated processes completed by the platform, which allows for efficient and cost-effective communications monitoring across all global offices
The Fingerprint platform gives higher management peace of mind that their business is being run compliantly and that all staff members are conducting themselves appropriately. This also reassures their investors and clients that they are conducting all business cleanly and compliantly.
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Using Fingerprint Results
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Learn more about how our client is using the Fingerprint platform to effectively manage the risk across the communications in their global offices in our free in-depth downloadable case study.
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