risk
Market Watch 68: Data & eComms Surveillance practices under the spotlight.
How hedge funds are embracing the new technology driven reality.
The importance of driving cultural change in Financial Services in 2021.
Diving into the FCA’s business plans for 2021.
The hidden costs to firms and individuals for non-compliance.
FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working.
Drive change, shift perceptions – compliance functions as an asset in financial firms
Banker acquitted for destruction of evidence after deleting WhatsApp messages.