regulation

Wall Street Fined $1.1b, FCA Questions WhatsApp Use, Mark Steward Steps Down From FCA & More | Latest Financial News Roundup Wall Street Fined $1.1b, FCA Questions WhatsApp Use, Mark Steward Steps Down From FCA & More | Latest Financial News Roundup FCA Announces Strategy For 2022-2025. How Will It Impact Your Financial Organisation? FCA Announces Strategy For 2022-2025. How Will It Impact Your Financial Organisation? Who is watching the watchdogs? | The potential risk of misuse of surveillance software. Who is watching the watchdogs? | The potential risk of misuse of surveillance software. Fingerprint + ISS LiquidMetrix | Partnership Announcement | December 2021 Fingerprint + ISS LiquidMetrix | Partnership Announcement | December 2021 How hedge funds are embracing the new technology driven reality. How hedge funds are embracing the new technology driven reality. Diving into the FCA’s business plans for 2021. Diving into the FCA’s business plans for 2021. The hidden costs to firms and individuals for non-compliance. The hidden costs to firms and individuals for non-compliance. Random Sampling does not work to efficiently detect Market Abuse in 2021. Random Sampling does not work to efficiently detect Market Abuse in 2021. FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working. FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working. Would the FCA praise or punish your Firm for its COVID remote working practices? Would the FCA praise or punish your Firm for its COVID remote working practices? Electronic Communications Supervision, and the new FCA Money Laundering Handbook Electronic Communications Supervision, and the new FCA Money Laundering Handbook