obligations

The hidden costs to firms and individuals for non-compliance. The hidden costs to firms and individuals for non-compliance. The Challenges (and Opportunities) Facing Firms Operating Under A Principles-Based Regulator… The Challenges (and Opportunities) Facing Firms Operating Under A Principles-Based Regulator… Random Sampling does not work to efficiently detect Market Abuse in 2021. Random Sampling does not work to efficiently detect Market Abuse in 2021. FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working. FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working.