fca

Wall Street Fined $1.1b, FCA Questions WhatsApp Use, Mark Steward Steps Down From FCA & More | Latest Financial News Roundup Wall Street Fined $1.1b, FCA Questions WhatsApp Use, Mark Steward Steps Down From FCA & More | Latest Financial News Roundup FCA Market watch 69 | Key Takeaways & Considerations FCA Market watch 69 | Key Takeaways & Considerations FCA Announces Strategy For 2022-2025. How Will It Impact Your Financial Organisation? FCA Announces Strategy For 2022-2025. How Will It Impact Your Financial Organisation? Securing The Future For Principal Firms In The UK’s Financial Industry Securing The Future For Principal Firms In The UK’s Financial Industry Market Watch 68: Data & eComms Surveillance practices under the spotlight. Market Watch 68: Data & eComms Surveillance practices under the spotlight. How hedge funds are embracing the new technology driven reality. How hedge funds are embracing the new technology driven reality. Tone From Within | Why Personal Responsibility In Compliance Is So Important Tone From Within | Why Personal Responsibility In Compliance Is So Important Diving into the FCA’s business plans for 2021. Diving into the FCA’s business plans for 2021. The hidden costs to firms and individuals for non-compliance. The hidden costs to firms and individuals for non-compliance. The Challenges (and Opportunities) Facing Firms Operating Under A Principles-Based Regulator… The Challenges (and Opportunities) Facing Firms Operating Under A Principles-Based Regulator… Random Sampling does not work to efficiently detect Market Abuse in 2021. Random Sampling does not work to efficiently detect Market Abuse in 2021. FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working. FCA sets out expectations: Monitoring & Supervision of Voice and Electronic Communications in the Office and Home Working.