Communications compliance, simplified
Everything you need to supervise risk across all of your employees, clients, appointed representatives and secondees communications in a unified, policy-driven compliance automation platform.
Who Fingerprint helps
We enable regulated financial businesses to superscale their oversight, no matter the size of your business or complexity of your model. Expect 100% oversight, risk-focused review, streamlined monitoring and investigation processes, and regulator and IDD ready reporting at your fingertips.
Our Platform
Effective compliance oversight means being able to monitor all of your employees,client’s, secondee’s and appointed representative’s communications securely, to manage risk and meet regulatory requirements.
With so many communication channels available, effective monitoring could demand many different systems to monitor individual communications, with time, effort, and resources wasted on manual and administrative tasks.
Our Compliance Automation Platform makes it easy achieve complete oversight and intelligent risk detection across all the communications that flow through your business, with policy-driven monitoring and automation-enabled case management that provides everything compliance professionals need for the entire communications supervision process, ensuring compliance and peace of mind.
Tailored, policy-driven compliance monitoring ensures that your firm meets legal and regulatory obligations, which is increasingly important in today’s complex and ever-changing regulatory environment.
Intelligent risk detection identifies suspicious activity and prioritises the actions required for risk review with automation-enabled case management, providing all the tools needed to review, investigate and report on the results, satisfying regulatory requirements and enabling your business to achieve effective, scalable oversight, no matter if you are a business of five or five thousand.
The Benefits of Using Fingerprint
✅ Everything you need to deliver compliance oversight at scale.
✅ Rapid deployment through a unified and secure platform.
✅ Switch on oversight of new employees, clients, ARs or secondees quickly with secure and simple deployment.
✅ Monitor all communication channels with direct connectors to your employee’s, client’s or AR/ Secondee’s business and messaging systems.
✅ Focus on high-risk suspicious activity with Intelligent, automation-driven risk detection and ranking.
✅ Address only relevant activity through policy-driven monitoring, tailored to your business.
✅ Resolve alerts quickly with automation-enabled review, investigation and reporting workflows, with in-platform case management.
✅ Feel confident you are delivering IDD and regulator ready evidence of effective oversight, with on demand reporting.
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